agency, the credit rating (including whether it is a short-term or long- term credit rating) and date on which the credit rating was given. 6 2. If the issuer or its guarantor has been given a credit

disclose if anything would impede the ability of these individuals to perform their required business activities for the issuer. For example, this could include whether any of the issuer’s directors also

to the preparer? If yes, please describe the responses. (e.g. Considering whether the work performed is in accordance with the firm's policies, professional standards and law & regulatory requirements

Thai) : Title First Name Last name First name / Last name (in English) : Title First Name Last name Former First name / Last name (if any) (in Thai) Title First Name Last name Date of Change Former First

satisfaction survey? If yes, please provide us the results and verify whether there is any corrective action for negative results. _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal) E

Department whose rank is not lower than departmental manager" as to whether it includes every person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than

engagement competently If yes, how this decision is reached and whether it is documented. Does the firm specify conditions that require evaluation of a specific client or engagement, obtaining relevant

to check if they are ready before making an investment decision as to whether they understand digital assets, understand the right to be received from digital assets, and understand and accept the

, Thai Baht, US dollars (USD). 3. Credit rating: Specify whether or not a credit rating is arranged for the structured notes and/or the issuer of structured notes and/or guarantor/aval giver. If yes

ultimate responsibility over the system of quality management (SOQM) functions within the firm? B3 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how