Bangkok, December 25, 2009 ? The SEC is inviting public comment on the draft regulations governing issuance of Islamic bonds or Sukuk and trustees to promote variety of products, expand investor base
Bangkok, December 3, 2009 ? The SEC is inviting the public to comment on the draft rules prescribing inappropriate characteristics of directors or management of securities issuers and listed companies whose shares are held by the public.The main objectives of the proposed rules are (1) taking action against existing executives who act improperly, and (2) preventing inappropriate acts of seeking benefits or taking advantage of shareholders of listed companies, which could harm public confidence...
until August 31, 2008. In addition, the SEC will hold a seminar on the topic of ?Amendments to the Regulation Governing the Acquisition of Securities for Business Takeover? this August 19, 2008 to
Bangkok, October 21, 2009 ? The SEC is conducting the second public consultation on the regulations governing establishment and management of infrastructure funds.Having taken into account comments
trust auditors with an obligation to prepare and disclose the report on unitholding in REITs and infrastructure trusts in accordance with Section 59 which is the same provision governing the
Bangkok, August 7, 2013 ? The SEC will organize four rounds of half-day seminars on ?Revised Rules Governing Preparation of Reports under Section 56 and Annual Registration Statement (Form 56-1
Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to apply for the Type D license (limited brokerage, dealing or underwriting of investment units) an...
The Securities and Exchange Commission (SEC) invites public comments on proposed amendments to the regulations governing the reporting of initial public offering shares (IPO shares) results. These
with other laws shall comply with such governing laws.