control which are able to uphold the derivatives business efficiently in order to ensure honest business conduct, taking into account the interest of the client, and fair treatment of all clients as well as
control which are able to uphold the derivatives business efficiently in order to ensure honest business conduct, taking into account the interest of the client, and fair treatment of all clients as well as
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
. Meanwhile, quality of investors must be emphasized. Last but definitely not least, it is very crucial to build up sustainability, uphold investor confidence and adhere to good governance principles. With good
Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the
operations of securities companies, to uphold the integrity and stability of the securities industry by putting in place measures to prevent the industry from being used as a channel to launder money and
for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the securities industry by putting in place
1 Enclosure 2 Information Memorandum on the Disposal of Assets (Schedule 2) of Nation Multimedia Group Public Company Limited (the “Company”) Since Spring 26 Company Limited (formerly known as Bangkok Business Broadcasting Company Limited), a subsidiary in which the Company holds 149,900,002 ordinary shares with a par value of Baht 10 per share, equivalent to 99.9333 percent of total ordinary shares sold and a subsidiary (in which the Company holds ordinary shares equivalent to 99.99 percent), i...
with accountability by using knowledge, skill, experience and prudence as usually required from the person of same profession and to uphold professional code of ethics of a financial advisor; (2) to