issuance and offering of financial products and services among CLMV capital markets; (5) Optimizing Digital Technology to Increase Capital Market Potential and Supervisory Effectiveness
amendments to the handling of conflicts of interest rules to improve efficiency of the securities offering process, which include preventive measures and disclosure measures to support investors
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment
enhance efficiency of the market, (3) maintain long-term stability of the financial system, and (4) strengthen the international competitiveness of the market. Organisation The SEC Board The SEC Board
and liquidity adequacy under normal and stress scenarios. Enhancement of processes and econometric models for stress testing to improve efficiency in our risk and reserve management as well as to
. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law https://www.sec.or.th/EN/Pages/LawandRegulations/CivilPenalty.aspx Pages - The
order to improve efficiency of law https://www.sec.or.th/EN/Pages/LawandRegulations/CivilPenalty.aspx English (United States) MarketProfessionals and Audit Oversight Mutual Fund Business Operators