allowed to give an advice concerning securities investment to customer. Clause 8. The securities company shall appoint a person responsible for managing the online branch office. Such person may be an
trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for managing the online branch office. Such person may be an officer from the head office or
trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for managing the online branch office. Such person may be an officer from the head office or
not allowed to give an advice concerning derivatives contract or suitability of trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB
regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
Bangkok, September 2, 2016 ? The SEC Board Meeting No. 9/2016 today resolved to re-appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors for a second term, as follows: (1
Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC