transactions as selling off the said assets will cause ADAM to be considered as a cash company. As a result, ADAM might be posted ?NP? (Notice Pending) by the Stock Exchange of Thailand (SET) prior to being
period, as previously issued, included a qualified opinion, a disclaimer of opinion, or an adverse opinion and the matter which gave rise to the modification is unresolved ( 2.3.1 corresponding figures are
chairman but was objected by certain IFEC shareholders. Meanwhile, the company's situation is unresolved, and the current directors have yet to come up with a solution. The SEC views that IFEC directors
suspended and such securities company must not have any pending report. Such exemption shall desist when such securities company has resumed its business operation with the approval from the SEC or the Office
filing reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist
reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist when
แห่งประเทศไทยจะขึ้นเครื่องหมายไว้บนหลักทรัพย์จดทะเบียน เพื่อเตือนผู้ลงทุนให้เพิ่มความระมัดระวังในการพิจารณาลงทุน แต่ผู้ลงทุนยังสามารถซื้อขายหลักทรัพย์นั้นได้ เช่น เครื่องหมาย NP (Notice Pending) ในกรณี
companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the
revoked: O yes O however, such case has already been granted exemption by the SEC; O pending application for exemption from SEC; O other cases (please specify)…………………………………. O no 6.4 Being a director
with managing power of a financial institution whose license has been revoked: O yes O however, such case has already been granted exemption by the SEC; O pending application for exemption from SEC; O