(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in
Notification stating otherwise. Clause 5 The prospectus shall comprise three sections as follows: (1) Fact sheet; (2) Fund facts; (3) Certification of accuracy and completeness. Clause 6 The particulars and
interest to acquire the business, and it was Rapi himself who had signed on the associated memorandum of understanding and arranged for the new investors to conduct a due diligence on the business and assets
legal advisor, which contained certain facts that could materially affect EARTH's rights over the two mines. The SEC therefore instructed EARTH to fully disclose such information for the public's better
ขอเชิญส่งนักวิเคราะห์การลงทุนเข้าร่วมอบรม หัวข้อ Understanding the impact of sustainability on the value and performance of companies; Integrating climate-related risks and opportunities into equity
collective investment scheme established in the ASEAN region that is approved and under supervision of the home regulator that is a signatory to the Memorandum of Understanding Concerning Cooperation and
understanding of the financial reporting standards. Those in charge of accounting department and executives should emphasize on continuing professional education and encourage accounting staffs to attend seminars
first bilateral memorandums of understanding designating multilateral cooperation for digital transformation of the Thai capital market in line with Thailand 4.0 Blueprint, on 27 May 2019 at the SEC
income from business operation due to the high interest rate of 14-15 percent per year according to the loan contract. Such facts caused the GL financial statements to be in contravention of Section 56 of