The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
One of the SEC Strategic Plan’s goals is to build competitiveness by enabling a regulatory framework that supports standardized regulations. The regulatory guillotine scheme* under the Strategic Plan
when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such operators must be the financial institutions under the
Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
Bangkok, April 29, 2011 ? The SEC has filed another criminal complaint against Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company?s operation and asset management. Previously on May 27, 2010, the SEC...
Bangkok, April 29, 2011 - The SEC has filed another criminal complaint against {A}, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company's operation and asset management. Previously on May 27, 2010, the SEC filed a complain...
Bangkok, September 28, 2015 ? The SEC approved the Mizuho Bank, Ltd. offering of THB 3 billion baht-denominated bond, the first issue under the ASEAN +3 Multi-Currency Bond Issuance Framework (AMBIF
collectively. The ACMF launched the ASEAN Young Regulators Programme as the first programme to be rolled out under the ACMF Market Development Programme. This new programme aims to foster mutual sharing and