intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services are reliably and trustworthy, the
-entities. To utilize the benefit of crowdfunding, the business-entities should be legally established, efficiency managed, and highly transparent. These key factors will enhance the trustworthy of the
more trustworthy.”ThaiBMA Director Mr. Tada Phutthitada said “the DLT will help increase the efficiency of securities issuing , clearing and settlement , and other systems. Furthermore, the DLT will
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment
businesses were assisted in transition to become more transparent in order to meet with good corporate governance practices while commit to create value for shareholders and to be trustworthy for investors
Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy personnel. Therefore, investors should be extra cautious not to get
quality of audit firms and performance of individual auditors instead of solely focusing on audit fees. In the long run, a reliable quality control system would support auditors and their teams in providing
trustworthy and proactive organization, improving the Thai capital market to become an increasingly efficient and significant source of financing, and in parallel, increasing contributions to the country's
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
(KYC) process.(2) Encouraging the use of the NDID platform for the elimination of redundancy in identity proofing process. The platform is trustworthy regulated under the laws, decreases the burden