With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their 2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is...
The BOT and the SEC previously discussed and reviewed the benefits and risks of digital assets and deemed it necessary to regulate and control the use of digital assets as a means of payment for goods and services to avert potential impacts on the country’s financial system stability and the overall economy as well as potential risks toward the public and business sectors. For example, risk on loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a...
Currently, sustainable investing has gained continuous interest from global investors. Both the SEC and the Securities and Futures Commission, Hong Kong (SFC) place importance on promoting the sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, whic...
Following the joint meeting on 2 March 2020 with the Department of Business Development under the Ministry of Commerce, the Ministry of Digital Economy and Society and the Stock Exchange of Thailand (SET) to discuss possible solutions to the AGM holding of listed companies amid the spread of COVID-19, SEC has disseminated the circular and frequently asked questions to inform all listed companies of relevant guidelines to be implemented in the same direction. For example, guidelines for mi...
auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and
Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and Property and Loan Funds
Details in Fund Schemes of Property Funds for Solving Financial Institution Problems, Mutual Fund for Solving Financial Institution Problems, and Property and Loan Funds
Supervisory Board hereby issues the following regulations: Clause 1. Provision in the second paragraph of Clause 11 of Notification of the Capital Market Supervisory Board No. TorNor. 76/2552 Re: Rules
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems