-account of a Thai intermediary’s omnibus account only. Moreover, investors may also transfer their investment portfolio from one Thai business operator to another Thai business operator and may transfer
. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or transfer customers
nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension
, transfer or withdrawal of money or entering into transactions related to digital assets with digital asset business operators who have not obtained a license under the Emergency Decree on Digital Asset
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
Jordan or Eric Jack Jordan as PPI director and personal capacity and (3) Gary Bradford for jointly operating securities business without license. The SEC received a complaint from a foreign investor
clients? order, the Ministry of Finance is allowing both companies to continue their business operation until 14 January 2019.Regarding clients? assets under custody, the companies are requested to transfer
the company to continue its business operation until 21 January 2019.Regarding clients? assets under custody, the company is requested to transfer or return the assets according to the clients? order
Kong and Thai capital market participants and expand the business opportunities for the cross-border offerings of funds under the HK-TH MRF, following the Memorandum of Understanding between the
response but Binance failed to submit a response within the specified time. The aforementioned activities of Binance is liable to operating digital asset business in the category of digital asset exchange