, securities registrar, any associations related to securities business and securities acquisition for business takeovers, (2) reporting work progress and achievements to the SEC Board, and (3) carrying out any
. In carrying out the investigation, two possible offences involved in the case, i.e., insider trading and front running, must be considered separately as follows:1. Insider trading ? According to
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
(Items 2 and 3) In carrying out each of the aforementioned activities, foreign business operators and their personnel must exercise caution to ensure that their actions or omissions do not constitute
2018. In this regard, after the entry into such Asset Disposition Transaction, the Company will continue carrying out the securities and derivative brokerage business. In additional, the Company is
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
securities companies’ work systems in carrying out these operations under current circumstances. The SEC places high importance to the current issue related to short selling, which could weaken confidence in
connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value for 33 days. DAB Act S.30 Settlement Committee Meeting No. 7
, kept customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value for