Jurisdiction; “Home Jurisdiction” means the jurisdiction of the Recognised ACMF Member in which a Professional is licensed or registered or approved or authorised; “Host Jurisdiction” means the jurisdiction
depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual
honor and just and equitable principles of trade based on honesty, fairness, diligence, capabilities, etc; - Has no disciplinary history for the past ten (10) years; - Has not been dismissed or requested
have the qualifications and interests, or the plaintiff does not acquire the right to be a member of the class in good faith; (3) a right to search and copy all or parts of documents used in the case in
” means a person who performs the duty of assisting decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by
from derivatives for clients; “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of
services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital market products ” means any securities and derivatives
Hotels and Resorts which is USD 322 million or Baht 10,187 million1. 14. Financial projects in the present year ( If any) , including assumptions on trade, economics, industry and review of the figures by
Board or the SEC Office. Any board member appointed by the Minister who has the prohibited characteristics as provided in Section 9(5) or under the first paragraph shall resign from a position as provided