of the Securities and Exchange Commission Governing Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008
., institutional and high net worth investors, to enhance competitiveness of asset management companies and diversify choices of investment for investors with higher risk tolerance. The draft revision aims to allow
, which would help the visitors assess their risk tolerance before choosing financial products accordingly. Visitors are also welcome to participate in the SEC quiz games on the capital market and
every firm passed the six key elements with highest average score in the area of client acceptance and continuance (A&C) where most firms already have in place engagement acceptance procedures that take
accounting professions. The SEC reflected these new developments in its planning of regulatory strategies related to the accounting professions. Global acceptance In addition to being the IFIAR member in 2010
their works. To aim for the optimum level of audit quality under resource constraints, the firm leaders need to ensure that acceptance of new clients and work assignments are undertaken after a careful
ผู้ลงทุน ได้เป็นตัวแทนหน่วยงานเข้าร่วมงานวันต่อต้านคอร์รัปชันสากล (ประเทศไทย) ประจำปี 2563 ภายใต้แนวคิด “Zero Tolerance คนไทยไม่ทนต่อการทุจริต” เพื่อแสดงจุดยืนในการต่อต้านการทุจริต และตระหนักถึงภัยร้าย
. • Create a liquid savings reserve (emergency fund) before contemplating investing. • Choose investments that suit the individual’s risk tolerance level and investment objectives. • Diversify investments
AQIs ) 1 % 2564 2563 1 (Leadership Responsibilities for Quality within the Firm) ( ) (1) 2 (Relevant Ethical Requirements) ( ) (3) 3 (Acceptance and Continuance of Client Relationships and Specific