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decided to allow TSFC to resume its business operation upon making registration of capital increase with the Ministry of Commerce and passing the SEC?s inspection of its operational readiness in terms of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2869

SEC clarifies NAV calculation and redemption procedure for mutual funds investing in PTT shares

Bangkok, December 14, 2007 ? The SEC has clarified the methods for calculating the net asset value (NAV) of the share of PTT Public Company Limited (PTT) and the redemption procedure for mutual funds

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2393

SEC assures standard investigation procedure on questionable securities trading of former GPF head

offence under Section 241, which is the SEC?s standard procedure. The investigation has been underway but not yet completed.2. Front running ? Despite not being subject to the criteria of an offence under

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2838

SEC announces a new complaint handling procedure for more public convenience

The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8541

Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC

Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC FANCY WOOD INDUSTRIES PUBLIC CO.,LTD. 257 MU 1 SOI HYLAND, SUKSAWAT RD., PRASAMUTJADEE, SAMUTPRAKARN 10290, THAILAND TEL : (662

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201803/18021367.pdf

Regulatory Co-operation Between SFC Hong Kong and SEC Thailand

regulatory co-operation between the SFC and the SEC. The two regulators aim to work towards two main objectives: the mutual recognition of investment funds authorised in their respective jurisdictions for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1155

SEC public hearing on a proposed revision to securities business licensing regime to facilitate application procedure and support new business entry

Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6858