investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

Economic Crime Suppression Division (ECSD) on the ground of performing duties dishonestly when he failed to disclose IFEC default on its bills of exchange. In addition, the SEC has instructed IFEC directors

companies directors and executives under the relevant notification, this person, therefore, cannot perform duties as a director or an executive of the company and cannot act as personnel in the capital

Draft of Term of Rights and Duties of Derivative Warrant Issuer and Holders

duties. Such significant improvement in the area of minority investor protection proves that Thailand has established a stronger mechanism, both in terms of legal and practical implication in the area of

/ SERVICES 7 EEC CUSTOMIZED Taxes and duties • Corporate Income Tax exemption • Customs Duties exemption Non-tax • Ownership of Land and Condominium • Long-Term Land Lease (50+49 https://www.sec.or.th/TH

. DIGITAL TRANSPORT/ LOGISTICS/ SERVICES 7 EEC CUSTOMIZED Taxes and duties • Corporate Income Tax exemption • Customs Duties exemption Non-tax • Ownership of Land and Condominium • Long-Term Land Lease (50+49