Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
such position, etc. Clause 6 Upon termination of approval for appointment of director or manager of a securities company, the securities company shall remove such person from the position or the duty
gain, the result will be loss at 17.55 million baht. However, we also have extra expense for acquire FKR at 11.9 million baht. After remove extra profit and extra expense, the result of actual operation
facts, the SEC Office shall remove such persons from the database of directors and executives of securities issuing companies: (1) death; (2) ceasing to be director or executive of the company; (3) the
การความรู้ใน องค์กร ผลักดันให้เกิดกระบวนการถ่ายทอดและจัดเก็บองค์ความรู้ส าคัญ ของ องค์กร ท้ังความรู้ในรูปแบบ explicit เช่น การจัดท าคู่มือการท างาน และ รูปแบบ tacit ในการสกัดความรู้ท่ีอยู่ภายในตัวบุคคล
remove limitations in the business undertaking and drive market operators to adjust for viability in the long run through, e.g. innovation of products and services and alliance/merger with strategic
operator shall remove such person from the position or the duty without delay. Clause 6 When a derivatives business operator has obtained, or is deemed to have obtained, an approval for appointment of
www.sec.or.th/scamalert or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for
, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from