of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

Source: Bloomberg, compile by Research and Data Department, SEC , Thailand (as of 6/2023) Average spread (bps.) ดว้ยวธิกีารศกึษา Exact matching และ Propensity score matching (PSM) Literature review SEC

, compile and monitor the CPD records? 9 Does the firm maintain the list of persons who didn’t comply with the mandatory and firm’s CPD targets and its plan for correcting the situation? 10 Whether CPD

date on May 15, 2017 to determine the shareholders entitled to receive dividends, and setting the shareholder register book closing date on May 16, 2017, to compile the shareholder list pursuant to

secretary shall be responsible for the preparation of the annual report. In practice, the company secretary may compile information from across departments by oneself to prepare such report or assign others

secretary shall be responsible for the preparation of the annual report. In practice, the company secretary may compile information from across departments by oneself to prepare such report or assign others

of assets. No.4: Others (if any) 5. Approved the list of shareholders entitled to Extraordinary General Meeting of Shareholders No.1/2019 on September 6, 2019 and according to compile the list of