their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
market will be developed towards greater efficiency, trustworthiness, gaining recognition and interests from investors and parties wishing to raise fund at an international level. Participating in
assess the incremental risks associated with their staff providing personal services while other firms, which collected the necessary information, had no means to verify the reliability or the completeness
quarter and decrease 50.91% and 79.15% when compared to the same period of last year. However, we are sure that this is temporary situation for Q2/2017 only. Please see details below for reference. Please
on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1
, RARE, REN, RUNE, SBD, SOL, STX, SURE, SXP, SYS, T, TEL, WEMIX, WRX 3 50% AGIX, BLZ, GAS, GODS, LINA, LOOM, LQTY, META, POLY, PRO, RAY, RLY, SRM, SUPER, TRB, XYO 4 75% XRP 5 100% สินทรัพย์ดิจิทัลที่ไมไ่ด้
stakeholders, and thus bolstering further confidence of both local and foreign investors in our capital market. Due to the substantial effects of audit quality on the reliability of the available financial
, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited
securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed