Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The regulator also discussed with Association of Investment Management Companies (AIMC) and Sasin Graduate Institute of Business Administration of Chulalongkorn University (Sasin) on the review on AIMC guideline for NAV calculation.It was found that the calculation of NAV of domestic mutual funds investi...
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “This legislative amendment involves improvements across multiple areas, from increasing efficiency in short-selling supervision to ensure fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of creation of obligations in securities to ensure that investors receive essential, comprehensive,...
The Securities and Exchange Commission (SEC) supported the Digital Library Project initiated by the Department of Children and Youth (DCY), the Ministry of Social Development and Human Security (MSDHS). As part of this initiative, the DCY co-organized a donation of computers and equipment to a group of Phiang Luang School and Border Patrol Police School (a total of 13 schools in the northern region of Thailand). The donation was presented by Mr. Thaneadpon Thanaboonyawat, Secretary to the...
The current situation regarding investment scams through online channels has become increasingly concerning and has caused widespread harm to the public. Various deceptive tactics are being used, with constant evolution in their forms and the use of new technologies. As a result, the public and investors are increasingly falling victim to these schemes. In Thailand, online investment scam cases have caused the highest amount of financial damage compared to other types of online crime cases.IOSCO...
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 2/2565 held on 3 February 2022 has passed a resolution approving the draft regulations and the Notification of the Stock Exchange of Thailand regarding Amendment to the Regulations on Depository Receipts to allow DR to be bought in decimal point or Fractional DR (DRx).* The DR is a financial product linked to a foreign counterpart (cross-border product).” The SET has developed a new trading platform to support DR trad...
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to invest in products denominated in foreign currencies, which will enable Thai investors to have channels and options in making an investment based on their investment strategies in a more efficient manner. Based on previous statistics of foreign investment, it is found that investment by Thai investo...
Earlier, the SEC Management led by Secretary-General Ruenvadee Suwanmongkol had a meeting with Mr. Robert Scharle, CEO of LuxSE, and executives on 31 January 2020 to discuss and share experiences in establishing a sustainable bond data platform as well as to explore the possibility of displaying Thai sustainable bonds (Green Bond, Social Bonds and Sustainability Bonds) on LGX, a platform exclusively for green, social and sustainable securities, to allow global investors a convenient infor...
Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7-11 and other leading retail shops, and Tesco Lotus to be paying agents for investment in mutual funds by this June. With
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee
Bangkok, February 6, 2015 ? The SEC has supported Phoenixict Pte Ltd. and the communication and technology-based alliances from both the public and private sectors in organizing the first CrowdFunding Asia™ Thailand Summit 2015 during February 10-11, 2015 at Renaissance Bangkok Ratchaprasong. The event aims to broaden and create awareness as well as inspire business operators, especially small and medium-size enterprises (SMEs) and startups in Thailand and Asian region toward utilizing advanced...