discussed about possibility in developing other cross-border products, such as depositary receipts (DR) and infrastructure funds, as well as further cooperation in exchanging information for supervision, by
2019 Chairmanship, “Advancing Partnership for Sustainability”. The ACMF Deputies’ Meeting also discussed on the possibility to accept the Philippines as a new member of the ASEAN CIS to further promote
-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also
procedure to replace the performance of the audit committee because there is less possibility of damage to the customers and requirement of the audit committee may cause unnecessary burden on the business
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
cessation of being the subsidiary 23/11/2020 13:18 Notification of the result of the agreement for sale and purchase of shares under Memorandum of Understanding (MOU) to study the possibility of sale and
percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of
have expressed interest and discussed with SEC the possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest