Strategy "This collaboration between SEC and the Department of Industrial Promotion is considered a new dimension that will help the SEC understand the real needs, problems and obstacles. And the SEC will
contributions to social and environmental issues and in their SEC’s 56-1 One Report Disclosures.The SDG Impact Standards are voluntary internal management standards designed to help businesses and investors embed
specifically target young people to help them prepare for their own future and cope with the aging society.The research piece by Kittikun Tanaratpattanakit, Senior Research Analyst at Morningstar Research
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an "Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th. The SEC has expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to...
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...
act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
GSC had applied the proceeds from the offer of sale of ordinary shares to the public (IPO) and its revolving capital in a loan to ACAP, its major shareholder (64%) for a short term at the interest rate of 2% per annum as follows: 1. A loan by the disbursement of advance payments in the amount of THB 80 million, whereby GSC has received the principal repayment and will collect payment of interest, and 2. investing in five short-term promissory notes (P/N) of ACAP, for a term of 60 days, or on de...
Bangkok, March 17, 2015 ? The SEC, the Institute of Directors Association (IOD), the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (FAP), the Thai Listed Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection volunteer roles in exercising voting rights effectively and in accordance with good corporate governanc...
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of directors of BKI, proposed a dividend payment plan for BKI shareholders at the ratio of five existing...
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development