: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> ผู้สอบบัญชี ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลง
Managers ○ Fund Supervisors ○ Custodians ○ Fund Rating Agency ○ Auditor Regulatory Summary Intermediaries Regulations Asset Management Regulations Related Forms SHARE : For More Information ContactUs
sufficient clarity to enable the identification and assessment of risks relating to objectives. Questions Yes No 6.1 The company is able to comply with the generally accepted accounting principles which is
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
> Intermediaries > Asset Management Businesses > Fund Supervisors Market Data SHARE : Detail Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi
Businesses - Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect