ชี้ชวนส่วนสรุป_TISCOUP4_reduce mgt®istrar fee 1 ก ก ! " 4 ก ก ก ก 4 (TISCO Roll Up Bond Fund #4) ก-./01.กก234ก4ก-0 ก567.8 ก 9.0ก: ก 1,000,000,000 = (>1=?-) 4= @3ก3: ก 1. ABกCก A4B/ก9ก9.0 ก 150,000,000 = (>14 ==?-) 10 = ( ==?-) ! " !# !$% !"!&' !"กก 21 .กB. 2554 ! ( % !&'ก 24 F 31 .กB. 2554 ก &% ( ) ก(%!# !ก*+ $" ? .2.:= 0-1กH=/3กก242/2.ก=H=/1Iก-0 Jก ก & $ !-.( $" ? ก32C/01 A4C 2 K /2/M Jก /2/Mก M/0M1N 3ก47M 47 M1MกกH4- OM140C40>1M440 .1B52ก.ก ก... M:กB52ก.ก...

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring

increase efficiency, reduce costs and facilitate market accessibility. The DLT pilot project will apply to corporate bond business.

be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to

suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard

frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th

DISCLOSURES (TCFD) IMPLEMENTATION  TRUE BECAME AN OFFICIAL TCFD SUPPORTER IN JULY 2021  1/16 COMPANIES IN THAILAND  BENEFITS:  PREVENT & REDUCE BUSINESS RISK  CREATE OPPORTUNITIES  SELF-ASSESSMENT

following Divisions and Departments:           2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General

as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial