to provide convenient contact and inquiry channels in accordance with the Royal Decree on Rules and Procedures for Good State Administration. More information on the licensing manual is available at
market?s product variety while it will be more convenient for investors to invest in foreign securities.Foreign securities underlying DRs must either be shares of a large company or investment units of an
offering information of each class of bonds, types of offering, risk levels, fact sheets, and relevant reports etc., to enable convenient access of the public and interested parties. The information can be
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units
Space exhibition will provide convenient access to fundamental information and tools for financial planning via traditional and digital media suitable for different target groups. This includes a rerun of
offered and to make a convenient comparison with similar products across the board before making careful investment decisions.? added Mr. Prakid.The consultation paper is available at www.sec.or.th