following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
โปร่งใสของ ก.ล.ต. จัดประชุมออนไลน์เพื่อหารือเกี่ยวกับการเข้าร่วมการประเมินคุณธรรมและความโปร่งใสในการดำเนินงานของหน่วยงานภาครัฐ (Integrity and Transparency Assessment : ITA) และมาตรการส่งเสริมคุณธรรมและ
investment trusts (REIT), infrastructure funds and infrastructure trusts.The proposed revisions aim to enhance transparency in executing such types of transactions while the unitholders to be affected by such
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมการเสวนาออนไลน์หัวข้อ “Achieving Gender-Inclusive Business through Accountability and Transparency
■ Revision of the Regulations Governing Provident Fund Management to Promote Transparency and Fairness Among Members ■ Promotion of Long-term Savings ■ Issuance of Non-Voting Depositary Receipt : NVDR
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all stakeholders. The SEC Board seriously focuses on adopting the principle of a good governance in the
confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging