supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard, digital asset
, as they may not be protected under the governing Thai laws and may fall victim to frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be
ทางกองที่ 1 ลงทุนในกองทุนรวมปลายทางกองที่ 2 โดยห้ามไม่ให้กองทุนรวมปลายทางกองที่ 1 หรือ 2 ลงทุนย้อนกลับในกองทุนรวมต้นทาง (circle investment) (2) ไม่เรียกเก็บค่าธรรมเนียมการจัดการ ค่าธรรมเนียมการขาย
management company The rules apply to the mutual fund that will invest in the targeting fund as follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
Sector Criteria to be eligible for Climate Bonds Certification. To guide the interpretation of the requirements, Table 1 provides signposting as follows: • A green circle indicates these assets, when fully
number of investors in a closed sale circle to not exceeding 10 investors, and they must be committees, boards, major shareholders, or affiliated companies of the issuers of bonds and institutional