guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense.  The consultation paper

information whereby it will not cause an excessive burden.In addition, SEC considers to issue regulations on the proxy solicitation under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992

supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed

-debt securities, and guidelines for business operation of brokers by repealing redundant regulations to facilitate implementation;     (6)  Revising approval of rules and regulations of clearing houses

had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds;                (3)  failing to

results to the SEC. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General stated that ?Using non-financial institution loans for purchasing stocks can result in excessive trading beyond investors

client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own

criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or

Operating Revenue consists of Raw Water Sales, Industrial Water Sales, and Wastewater Treatment Services. 2 Other Utilities Revenue consists of Excessive Charge and Service Fees for Wastewater Management 3

local and international customers. • Utilities income decreased by 4.5%, standing at THB 534.0 mm, mainly from lower excessive charge. However, if excluding the revenue from excessive charge, utilities