Mrs. Kotchakorn Phiboonthammasak Mrs. Kotchakorn Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which
into account risks of client and technical competency and level of relevant experience of audit staff. Meanwhile, deficiency was found on engagement performance (EP) with lowest average score, resulted
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
twelve months or for the issuer’s present requirements, or, if not, how it proposes to provide the additional working capital needed. 3. If a material deficiency is identified in the issuer’s ability to
is sufficient for the next twelve months or for the issuer’s present requirements, or, if not, how it proposes to provide the additional working capital needed. 3. If a material deficiency is
Mr. Krit Plussind Mr. Krit Plussind aided or abetted Mr. Kumpol Plussind to purchase Chularat Hospital Public Company Limited (CHG) shares by using positive substantial inside information about CHG
Miss Kullapa Plussind Miss Kullapa Plussind aided or abetted Mr. Kumpol Plussind to purchase Chularat Hospital Public Company Limited (CHG) shares by using positive substantial inside information
Miss Pasita Leesakul Miss Pasita Leesakul knew or possessed negative substantial inside information about TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC)’s 2018 performance which would significantly
Miss Rewadee Ardharn Miss Rewadee Ardharn, while being Senior Accounting Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside information about
Miss Ounruen Sujarittham Miss Ounruen Sujarittham, while Senior Finance and investor Relations Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside