securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed
further cooperation. Schedule of the morning session includes panel discussions on bond market outlook, how to choose suitable fund raising activities for businesses, procedures for offer for sale bonds and
service providers for investors to choose from to ensure good quality services that meet their needs, which would subsequently contribute to the capital market development. The draft Ministerial
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
•Outcomes •Choose indicators •Set baseline & target Special features Stakeholder- focused Localized example Thai language Indicators (global + local)
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
securities businesses. The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license
specifies the standard action whereby all parties suffering damage from wrongdoings of the same facts and legal issues become members of a class action automatically except for those who choose to opt out
in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the