Bangkok, 17 August 2017 ? The SEC applauded 30 institutional investors and related agencies for announcing to adopt the Investment Governance Code (I Code).In February, the SEC Office teamed up with
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
TMB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 12/11/2008 - 18/11/2008
TMB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 19/11/2008 - 25/11/2008
The Securities and Exchange Commission (SEC) welcomed government officers from the Office of the Administrative Courts (OAC) for a study visit focused on organizational management. These visitors
This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as