Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to
SEC Secretary-General Ruenvadee Suwanmongkol gave an opening remarks and co-chaired the 5th EU-Asia Pacific Forum on Financial Regulation with Mr. Ugo Bassi, Director of Financial Markets, DG FISMA
Bangkok, March 27, 2012 ? The SEC is seeking public comments on draft revision to regulation governing public offering of holding company. The proposed revision includes relaxation on shareholding
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that are likely to have improper behavior and have adverse impact on clients and mutual funds. The person...
details in SEC News No. 31/2024 headlined, SEC updates on the Strong Securities Issuers Project and law enforcement.
within this year.SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has been working tirelessly to ensure effective law enforcement, as part of the Suppression Measures. In the case of public
The Securities and Exchange Commission (SEC), led by Assistant Secretary-General Ms. Sucha Boonyanate, welcomed students and instructors from School of Law, Mae Fah Luang University, on their study