commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
recommendations are therefore substantively developed from a shareholder perspective, while taking into account other relevant parties including company directors, professional advisors and the standard-setting
. Only after the firm leaders give priority to the audit quality and invest accordingly would the overall quality control system be effective and conforms to the professional standard, the TSQC1. The
to enter into futures contracts for hedging or investment purposes to increase their management efficiency and the regulations on the use of trusts in the capital market transactions were issued to
in a manner indicating a lack of professional ethics or standard of conduct relating to financial advisory business as prescribed by IB Club or securities business as prescribed by an agency or
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission
professional behaviour, risk oversight and improved resources and authority of the board vis-à-vis management also have a role. The reduction or elimination of loopholes by tightening standards for board members
Performance Indicators (KPIs) and Sustainability Performance targets (SPTs) certified against a recognised external green/ social/sustainability standard or label. A standard or label defines specific criteria