matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with
matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with
matter which has already been subject to specific regulations under other Notifications. Clause 6 In outsourcing function related to business operation to a third party, an intermediary shall comply with
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
5.2 The board should encourage management to adopt responsible operations, and incorporate them into the company’s operations plan. This is to ensure that every department and function in the company
potential conflict of interest is unique or specific to a credit rating action with respect to a particular rated entity, obligor, originator, lead underwriter, arranger, or obligation, such conflict of
authorities. In particular, new emphasis is placed on the quality of supervision and enforcement. The chapter also includes a new principle on the role of stock markets in supporting good corporate governance
from agriculture. Alignment with a 1.5°C world refers to the Paris Agreement long-term temperature goal, as expressed in relevant IPCC reports, in particular the IPCC Sixth Assessment Report (AR6) and
a complete, timely, clear, concise, specific, and prominent manner. When the actual or potential conflict of interest is unique or specific to a credit rating action with respect to a particular rated
function relating to trustee services, trustee operation, oversight of trustee operation or other similar business functions; (b) Business function relating to securities services, securities operation