pledged with the fund’s counter parties; Transferring of money or assets for other objectives other than the objectives provided in 1 and 2 shall be approved by the authorized person (such as compliance). 3
accordance with sell order; 2.4 Withdraw assets for securities lending; 2.5 Withdraw assets for collateral pledged with the fund’s counter parties; Transferring of money or assets for other objectives other
compared to previous year. Furthermore, Halcyon Metal Co., Ltd. (HM) has one of its main customers restructuring its business operations and transferring its overseas end customer to HM directly, resulting
Baht 354.51 million, which was increased of Baht 41.44 million or 11.69 percent. As a result of effective ownership transferring was increased. These include Baan Pha Piyarom Niva, Natureza Phase 2, Baan
February 2020 of Rich Asia Industry Company Limited (“Subsidiary Company”) in order to do legal registration in transferring and registering the ownership of 87 machines no. 41-318-306-0197 to 0286, located
+ services by transferring digital assets into Z Wallet, believing that their assets had not been transferred elsewhere for other benefits. Moreover, Zipmex Thailand provided the reports on its clients'
Saranporn told Surat to contact another client and ask him to accept the executed transaction, instead of transferring such transaction to the Error Port, as prescribed by the Standards of Conduct of
making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the client’s account
further probe revealed that she interfered with a client's asset by transferring cash into the client's account. {C} admitted that she had done so to take responsibility for the client's investment loss due