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manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2981

Public hearing on revisions of conflict of interest and proprietary trading rules

Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5239

SEC orders Zipmex to rectify its net capital position and act in the best interest of clients

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490

Public hearing on draft regulation on prevention and management of conflicts of interest and investment of business operators

Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5655

SEC encourages listed companies to disclose effects of COVID-19 on the companies for the interest of investors.

SEC revealed that, under the situation of the outbreak of COVID-19 which has impacted the business operations, the financial positions and the performance of listed companies and security issuers, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer to disclose both positive and positive effects of COVID-19 on the company. This information could be disclosed via different channels,...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8413

SEC advises NEWS shareholders to vote on share acquisition and right to claim in the loan of Wealth Ventures as IFA considers the acquisition reasonable but the purchase price inappropriate

unreasonable and thus the shareholders should not approve the share acquisition. SEC strongly advises that NEWS shareholders study the matter in detail, exercise the voting right to protect their own interest

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8295

Mutual Fund Prospectus - SCBMLCA : SCB Machine Learning China All Share

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0329&PYR=2563

SEC files criminal complaint against CWT share price manipulators

account of manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT). Following the referral from the Stock Exchange of Thailand regarding the irregular trading of CWT

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2438

Settlement Committee imposes fines on CWT share price manipulator

manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT) and failing to report the acquisition and disposition of such shares to the SEC for the amounts of 500,000 baht and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2388

SEC files complaint against TWZ share price manipulators

share price of TWZ Corporation Plc. (TWZ). The SEC's investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Wasana had involved on a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3020