? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
Establishment of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2)
Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting
voluntary tender offer for the entire securities of PB. (5) Purpose of transaction : To reduce its investment proportion in non-core business, as well as to receive capital gain on the sale of shares. (6
monetary penalty of 300,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 08/07/2022 and 07/11/2022  
penalty of 50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023  
50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023 - a bar from
50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023 - a bar from
;- a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025