Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market
to deliver accountability to stakeholders. The SEC recognizes the importance of disclosure and transparency concerning its operations and decision- making processes to duly inform the public. Effective
today?s global and highly interconnected world of business and finance, creating the right environment of trust and accountability, is something that we need to do together," said Mats Isaksson, OECD Head
maintain trust from shareholders and stakeholders consistently. In addition, the role of shareholders to follow up companies? business operations will help promote companies? transparency and accountability
. ที่ได้รับรางวัลชมเชยองค์กรโปร่งใสต่อเนื่องเป็นปีที่ 2”สำหรับเกณฑ์การพิจารณารางวัล ประกอบด้วย 4 หมวด ได้แก่ (1) องค์กรมีความพร้อมรับผิดชอบ (Accountability) ต่อผู้รับบริการ ผู้มีส่วนได้ส่วนเสีย สังคมและ
accountability. The program must be approved by the board of directors. The SEC approves within ten working days Related Rules and Regulations The Notification of the Office of the Securities and Exchange
new provisions about the accountability of the business operator when outsourcing its business-related function to a third party which will apply to all types of digital business operators.* In
CMDF would be responsible for policy making and overseeing that market development efforts would proceed in the same direction with transparency, accountability and good governance. SEC Secretary-General
responsible business behavior and climate accountability. All stakeholders in the capital market, both listed companies and financial intermediaries such as securities companies and asset management