Mr. Woraphant Chontong On 16 January 2018, Mr. Woraphant Chontong, a director, executive director and senior executive vice president of financial and administration division of Sino-Thai
and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an
), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint
SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration
) the Technology Crime Suppression Division, (4) the Economic Crime Suppression Division, (5) the Office of Consumer Protection Board, (6) the Fiscal Policy Office, (7) the Office of the National
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
will be allowed to manage REITs? non-real estate assets, providing that there must be a separation of management and compliance units while Chinese wall must also be in place. Outsourcing of the
Mr. Khophong Rojchaichaninthorn Mr. Khophong Rojchaichaninthorn, Assistant Managing Director of Institutional Trading division of Bualuang Securities Company Limited (?Bualuang Securities