reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
www.sec.or.th/scamalert or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
company. - Review the company’s compliance with private sector’s anti-corruption and certification programmes, including the Collective Action Coalition Against Corruption’s Self-Evaluation Tool. - Issue an
Service Agreement with HCDS. The delegation of the Audit Committee to investigate such transaction was resolved by the Board without the participation of directors who have conflict of interest and held no
quality of the first draft of financial statements that the auditors receive from the financial statements preparers. There are 3 objectives in this study. 1. To investigate the characteristics of
คณะกรรมการบริษัทในฐานะผู้นำที่ต้องรับผิดชอบในการดำเนินธุรกิจ (governing body) จึงต้องดูแลให้บริษัทมีกลไกที่จะดูแล (govern) ให้การตัดสินใจและการดำเนินงานต่าง ๆ ของทุกคนในองค์กรเป็นไปในทิศทางเดียวกัน
คณะกรรมการบริษัทในฐานะผู้นำที่ต้องรับผิดชอบในการดำเนินธุรกิจ (governing body) จึงต้องดูแลให้บริษัทมีกลไกที่จะดูแล (govern) ให้การตัดสินใจและการดำเนินงานต่าง ๆ ของทุกคนในองค์กรเป็นไปในทิศทางเดียวกัน