Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The
while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction
conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act. The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on
with Section 86 of the Criminal Code. The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction whereby Chanyarat and Eakarat must pay a separate civil penalty and compensate
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her
upon the request of person subject to the sanction. Clause 17. In issuing an order imposing administrative sanction, the authority may prescribe any condition as necessary to attain the objective of law
of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search Relevant Informations > Criminal Sanction
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