includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
related to utility tokens or cryptocurrencies that have any of the following characteristics: (1) Meme token: having no clear objective or substance or underlying, and whose price running on social
of regular saving in children and youth which has been running consecutively for 11 years. It is therefore a good opportunity for SEC, which has strategies for developing capital markets and
., Ltd. (“GWM”), running the business of kidney cleanser and medical supplies manufacturing and distribution, which is increase from the same quarter of the previous years for 32.58 million baht (38.59
also post questions to the automatic chatbot (@retirementcheckup) embedded in the web-based application to allow users more convenience and privacy to contact the SEC anytime, anywhere. 4) Running a
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
fund governance and PVD management via facsimile 0-2263-6333 or email: sumitra@sec.or.th.The hearing on securities business supervision is running until 18 April 2016, and the rest until 21 April 2016.?
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
trading, front running, market manipulation. Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting
running the multiple regression analysis. A sample group was collected from share prices of companies listed on the Stock Exchange of Thailand during 2004 ?2013 where the finding showed out that the stock