การส่งข้อมูลแบบรายงานผ่านระบบ Broker Reporting System (BRS) และระบบ Net Capital Rule (NCR) ตามที่สำนักงานได้มีหนังสือเวียนที่ ธ. (ว) 85/2540 เรื่อง ขอความร่วมมือในการทดสอบระบบการ
capital markets in order to reinforce investor confidence and become more attractive investment destination. Vorapol Socatiyanurak, SEC Secretary-General, said that ?ASEAN countries place high
=system_name%3AInvestor%20Alert&start=1880&rows=10 1881 - 1890 of 1,945 results Sort by: Relevance Date (Newest) Date (Oldest) ประกาศคณะกรรมการ ก.ล.ต. กลธ. 10/2562 Rule Book for Asset Management ค้นหากฎหมาย/ กฎ
will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit
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total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce