Bangkok, February 13, 2015 ? The SEC organized the seminar ?Challenges of audit committees in reviewing financial and non-financial information? to provide a venue for discussion and exchange views

undertake in a different manner from https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/LawReform/SEA-summary.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc control system; (2) reviewing the financial

Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies

)  Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2)  Reviewing regulations to be up-to-date and consistent with other regulations on other types

IOSCO.  Serving as the member of the IOSCO Board in 2014-2016, the SEC will take part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England

the auditor by March 8, 2013. Earlier, the SEC found that the company’s management prevented the auditor to obtain sufficient information and audit evidence necessary for reviewing the financial

company’s management prevented the auditor from obtaining sufficient information and audit evidence necessary for reviewing the financial statements. Such information included cash account, purchases and

auditing and reviewing the financial statements, is therefore a key factor in making the financial statements reliable; and when the international standards change, SEC is required to revise the rules

Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the

., Ltd. (ThaiWM / website: thaiwm.com).In addition, SEC is reviewing information of two other digital asset business operators that have applied for operating licenses, in conformity with the