) การทำธุรกรรมขายหลักทรัพย์โดยยังไม่มีหลักทรัพย์นั้นอยู่ในครอบครอง (short sale) การทำธุรกรรมการซื้อโดยไม่มีสัญญาขายคืน (reverse repurchase agreement) การกู้ยืมเงิน หรือการทำธุรกรรมการขายโดยมีสัญญาซื้อคืน
principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
negative income taxes. On a 9-month basis, total revenues grew by 82% YoY, primarily from a significant improvement of residential business and organic growth of hotel business. On the contrary, EBT and net
with funds under the same management company; (5) Transaction in the reverse repurchase agreement or securities lending with the affiliated company of private fund management company; (6) Transaction
) Transaction with private fund management company; (4) Transaction with funds under the same management company; (5) Transaction in the reverse repurchase agreement or securities lending with the affiliated
issuer; (3) Transaction with private fund management company; (4) Transaction with funds under the same management company; (5) Transaction in the reverse repurchase agreement or securities lending with
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
initial quality of the financial statements before getting audited by auditors. If the financial statements are prepared correctly, auditors do not need to propose any adjustment. On the contrary, if the
. The existing approval scheme, on the contrary, requires the issuer to seek approval and file full form of registration statement for every offer which could affect fundraising plan, costs and need of
ค่าความเสี่ยงสูงสุด (stress test) และค่าความผันผวนสูงสุดที่แหล่งเงินทุน สามารถรองรับได้ (reverse stress test) 1.1 (1) ข้อมูลค่าความเสี่ยงสูงสุด (stress test) และค่าความผันผวนสูงสุดที่แหล่งเงินทุน สามารถ