(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
man-made disasters. Perimeters of building or site should be physically solid and should not expose any information related secured areas to the public; 2. The intermediary should grant access right to
should be physically solid and should not expose any information related secured areas to the public; 2. The intermediary should grant access right to enter the secure areas for only relevant persons
that consists mostly of CEOs (and occasionally CFOs) speaking to financial analysts, typically expose a company's set of values (Graham et al. 2016). Following Li, Mai, Shen, and Yan (2021), we focus on
, weighted average by total market capitalization of audit clients, are roughly around the score of those in previous cycles, as shown in figure 8. This revelation suggested that audit firms in the capital
technologies may expose KBank to unknown risk, especially in overall service provision. Such risk may be incurred by related parties’ lack of awareness with regard to emerging technology among service providers
developed the infrastructure; and (4) a comparative study of financial reports of listed companies in the same industry in order to demonstrate effectiveness or expose irregularity which should lead to the