operated for the intermediary. In this regard, the counting of such experience may continuously extend from the experience in other businesses if the juristic person is related or has a relationship with

operated for the intermediary. In this regard, the counting of such experience may continuously extend from the experience in other businesses if the juristic person is related or has a relationship with

information via generally accessible channels of business operators or preparation and storage of information in a manner ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no

the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The use of a client’s assets, fiat money and

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name and relationship) Remark Amount Average price Printed on :

name and relationship) Remark Amount Average price Printed on :

name and relationship) Remark Amount Average price Printed on :

name and relationship) Remark Amount Average price Printed on :

name and relationship) Remark Amount Average price Printed on :