responsibilities of the chairman and the CEO. The Stock Exchange of Thailand (“SET") has also announced the SET Regulation Re: Listing of Ordinary Shares or Preferred Shares as Listed Securities (No.6) B.E. 2020
effective handling of complaints and disputes arising from trading services with respect to derivatives, or from use of its services, by taking at least the following actions: (1) set out written rules on
process as follows: 1. Disclose the information memorandum on entering into such transaction to the Stock Exchange of Thailand (“SET”) which contained information at least as Class (1) transaction
entering into such transaction to the SET. The details of such transaction appear in the enclosed Information Memorandum on the Asset Disposal, Schedule 1 of Rich Asia Corporation Public Company Limited
A. RAP and Audit methodology A.0 Risk Assessment Process for Engagement Performance element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in Engagement Performance
to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable derivatives clearing houses to practice in a consistent manner; (2) set out detailed
, Chatuchak, Bangkok 10900, Thailand Tel. +66 2263 6082 or +66 2263 6218 e-mail: oca@sec.or.th Independent Audit Inspection Activities Report 1 January – 31 December 2014 Contents Executive summary 3 01 Quality
persons have conflict of interests to an outside person. 4.2 Executives of the company resign as executives of the company in which such persons have conflict of interests. Ways to resolve conflict of
the Stock Exchange of Thailand (“SET”) as follows: 1. Approving to propose to the Extraordinary General Meeting of Shareholders No. 1/2019 to consider and approve the Company to purchase the ordinary
depository or a securities clearing house, the central securities depository shall establish measures for risk management, at least as set out in subclause (1) of Paragraph 1, mutatis mutandis. Chapter 5