Bangkok, August 14, 2009 ? The SEC Board and the Capital Market Supervisory Board (CMSB), in their respective meetings today, approved revision to the regulations governing offshore investment and fund management business. The provisions to be amended are: 1. Types of Investable Financial Instruments Retail investors will be allowed to invest in additional types of foreign securities and derivatives through local securities firms. They are:1.1 securities issued by domestic companies...
Bangkok, November 23, 2009 ? The SEC Board Meeting No. 13/2009 today passed resolutions on the following matters: 1. Brokerage fee liberalization The SEC Board approved the Stock Exchange of
transactions for such purpose. The resolutions are summarized as follows: 1. Amendment to private placement rules ? Issuance and offering for sale of debt and equity securities for private placement
Bangkok, July 20, 2006 ? The SEC has announced the resolutions of the SEC Board Meeting No.8/2549 held on July 18, 2006 as summarized below: 1. Appointments of the SET governors The SEC
Microsoft Word - NMG - SET Disclosure on BoD resolutions (NML) (EN) 28 August 2018 Subject: Entering into the Transaction of Disposal of All Investments in NML Co., Ltd., a Subsidiary of the Company
Microsoft Word - [ENG] NMG - SET Disclosure on BoD resolutions (WPS) 13 December 2018 Subject: Entering into the Transaction of Disposal of All Investments in WPS (Thailand) Co., Ltd. To: Director
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory service and soliciting the public to invest in digital assets, which may be liable to fraud and ca...
Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after monthly SEC Board?s Meeting No.5/2011 that the SEC Board at its meeting No. 5/2011 has approved, in principle, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill of exchange issued, accepted or avaled by or drawn on financial institution will no longer be...