Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949

securities before the amendment becomes effective or in the case of transfers in accordance with the law;      (2) Requiring local securities companies to notify their clients who are foreign securities

The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide

, as opposed to the current requirement of investment proportion only;                 (3)  Requiring the token issuer to take additional duties in managing assets and to provide a mechanism for

amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of

summarized as follows:  1)  Requiring any issuers labeling their tokens as “sustainable ICO” to comply with relevant regulations;  2)  Requiring any issuers offering a sustainability-themed token to disclose

) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint

notifications to enhance clarity, as well as to include additional responsibilities for debt issuers to align with the principles outlined in other notifications. For example, requiring financial statements be

behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring